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HIV (rendered image)In early 1981 doctors began to see patients with strange symptoms in hospitals across New York City and San Francisco. Young men were showing signs of rare diseases that were very unusual for their age. In July 1981 the New York Times reported the outbreak of a rare form of cancer specifically among gay men called Kaposi's SarcomaANCHOR. Over the next months and years doctors saw increasing numbers of gay men who were having serious difficulties in fighting off a number of common infections and cancers.

Doctors soon discovered a commonality among these men: they were lacking CD4+ cells which are essential for maintaining a healthy immune system. One year later the Centers for Disease Control had enough evidence to make the link between the illness and blood, and they named the disease AIDS (Acquired Immune Deficiency Syndrome)ANCHOR. Over the next few years it became evident that the cause of AIDS was infectious, but it wasn't until 1984 that a virus named HIV (Human Immunodeficiency Virus) was shown to be the cause of AIDS.

To read more about this history of HIV and AIDS see the history pages on the AVERT website, which includes a timeline which highlights some of the most important developments.

What is HIV?

The HIV retrovirus is an RNA based virus. When HIV infects cells in the body its viral RNA is recognized by the cell which then produces the complementary DNA strands. Over time this HIV DNA becomes integrated into the DNA of the host cell to become a provirus. From this point on whenever the cell replicates the HIV DNA is also replicated. The cell can remain dormant for a long time, but when it is activated it produces new viral particles which go on to infect other cells.

This chain reaction leads to the body initiating an immune response which includes the production of antibodies which are specific to the HIV virus. Whilst infection with HIV immediately begins to infect and damage cells in the body there is a long asymptomatic period (average of 10 years) between infection and the development of any symptoms. During this time the level of the virus in the blood drops to a low level, but people remain infectious.

Over time however the virus targets cells in the immune system which leaves the body susceptible to infections. The HIV virus specifically targets CD4+ T cells which are important components of the human immune systemANCHOR. The virus attaches itself to the outside of the T-cells before infecting them. This leads to apoptosis and the immune system becomes progressively weaker until the patient picks up an infection or cancer and is considered to be suffering from AIDSANCHOR. It is important to note that people do not die of AIDS; they die from the other conditions, illnesses and infections that their bodies can no longer fight off due to their weakened immune systems.

Françoise Barré-Sinoussi and Luc Montagnier were awarded a share of the 2008 Nobel Prize in Physiology or Medicine for their discovery of HIV as a cause of AIDS. Their identification of HIV as a lentivirus meant that scientists had some idea of its behaviour based on past lentivirus research on animals. The fast identification of the virus allowed health officials to advise the public on how to prevent transmission and ultimately reduced the spread of the virus.

Testing for HIV

Electronmicrograph of HIV-1 virions (green spheres) budding from a lymphocyte.The fact that the immune response to the HIV virus can be slow means that it can take up to six months for the body to produce significant quantities of antibodies. This made the initial search for a test difficult.

The transmission of HIV to chimpanzees in the lab gave the first animal model of HIV. This was crucial to the development of blood tests allowing both diagnosis and the screening of blood donations. The test uses a technique commonly used in other areas of immunology which can detect the presence of a specific antibody. Called ELISA, it involves taking diluted blood serum and applying it to a plate with antigens attached. The test is sensitive enough to detect whether the blood contains HIV antibodies (which bind to the specific HIV antigens on the plate) even when they are at low levels. The ELISA method quickly became accepted worldwide as an effective way to screen for HIV. A negative ELISA test is sufficient to show that HIV is not present in a sample, but a second test is used to confirm a positive result from the ELISA test.

Whilst most people produce enough HIV antibodies to be detected by the ELISA test within 6 to 12 weeks, it can sometimes (in rare cases) take up to 6 months. Because of this 'window period' between infection and the production of antibodies there is the risk of the test showing a false negative result. Therefore it is recommended that a person who thinks they may have been infected with HIV is tested twice, once three months after exposure, and again after around six months.

Animal models of HIV

BLT mouse
Bone marrow-Liver-Thymus (BLT) mice have become an important part of research into new treatments and vaccinesANCHOR. With bone marrow, liver and thymus tissue transplanted from humans, the mice can be regarded as having a human immune systemANCHOR. This allows them to become infected by HIV when introduced vaginally and exhibit many of the hallmarks of the disease in humans.

SIV as a model of HIV
Simian Immunodeficiency Virus (SIV) is similar to HIV and both are particularly prone to mutation, so single individuals will pick up variations in the RNA structure of the HIV they carry over their lifetime. The amino acid structure of an individual HIV-1 protein has around 95% similarity with the same viral protein isolated from another individual.

HIV-1 shares the highest degree of similarity (85%) with the chimpanzee strain of SIV. It is believed that HIV-1 mutated from this strain of SIV before jumping species to infect humans and HIV-1 can infect chimpanzees. Although there have been instances of chimpanzees developing AIDSANCHOR, these are very rare, and since the early 1990s scientists have moved away from the chimpanzee as a model of HIV infection.

It was soon discovered that macaques are susceptible to SIV, and that the virus goes on to cause a fatal immunodeficiency syndrome in this speciesANCHOR. Researchers have also found that SIV is sensitive to similar drugs to HIV and they have exploited these similarities to develop and test many antiviral medications, particularly those used in prophylaxis.

A disadvantage with SIV is that the sequence of its genes and proteins differ in places to that of HIV, which means that some HIV vaccines cannot be tested directly against SIV. In the mid-1990s, scientists overcame this difficulty and developed SHIVs: genetically engineered viruses consisting of a SIV backbone and the HIV genes Env, Rev, Tat, and Vpu8. While early strains of SHIV failed to lead to AIDS in macaques, pathogenic strains such as SHIV 89.6p were eventually producedANCHOR.

HIV and SIV both infect cells through their interaction with the CD4 protein found on the surface of some T-cells, but infection also requires the virus to interact with another protein called a co-receptor. In most cases of early HIV-1 and SIV infection the co-receptor used is CCR5, but in other cases another co-receptor named CXCR4 is usedANCHOR. Several of the SIV strains, and more importantly SHIV strains such as SHIV 89.6p, also use CXCR4 as their co-receptor - a difference that turned out to be vital for future HIV vaccine development.

Use and development of anti-retroviral medication

Control of HIV in patients
Whilst there is currently no cure for AIDS, there are treatments which aim to slow the progression from infection with HIV to AIDS. Retroviral therapies, usually used in combination, have led to a reduction in deaths associated with HIV infection in the developed world.

1986 saw the first clinical trial of an anti-retroviral medicine called AZT more commonly known as Retrovir and Retrovis. AZT had been studied for retroviral research in mice before the AIDS epidemic began, and experiments had shown it to have activity against retroviruses at doses which were non-toxic in animalsANCHOR. The activity of AZT against HIV was soon confirmed in animals, and in 1987 it became the first anti-retroviral to be licensed by the FDA as a treatment for AIDS and HIV. Soon other anti-retroviral drugs followed, which were more effective and less toxic than AZT. Unfortunately the virus quickly developed resistance to all of these compounds which is why treatment with combinations of drugs is now the norm.

Most patients now take a combination of around 3 anti-retrovirals each day to control HIV.A major advance came with the development of drugs that inhibit the activity of HIV-1 protease, an enzyme that is necessary for the formation of virus particles. Saquinavir entered clinical trials in 1991, and in 1995 became the first protease inhibitor to be approved by the FDA. During pre-clinical testing, in vitro studies had shown it to have potent anti-HIV activity, while animal tests indicated that it had an acceptable toxicity profile and that clinically relevant doses could be achieved by oral dosingANCHOR. The publication of the 3-D structure of the HIV-protease protein guided the development of Indinavir which proved to be more potent than Saquinavir. Over 150 lead and intermediate compounds were tested during the development of Indinavir, and once again studies of oral bioavailability and toxicity in animals played a key role in identifying the compound that was taken into clinical trialsANCHOR. Indinavir quickly became a standard component of highly active antiretroviral therapy (HAART) that has greatly reduced AIDS related mortality in developed countries.

By 1996 the combination therapy, consisting of cocktails of anti-virals taken together, had increased life expectancy enormously. While these drugs are not a cure, and need to be taken for life, the development of around 20 anti-virals which are effective against HIV is considered one of the great medical successes of the late 20th Century. A study in 2013 in South Africa showed that HIV patients have a life expectancy of 80% of the general population, provided that they are given antiretrovirals at an early enough stageANCHOR.

Pre-exposure prophylaxis
Pre-exposure prophylaxis (PrEP) is a course of anti-retroviral treatment aimed at people with a high risk of contracting HIV. This includes men who have sex with men, couples where only one partner is HIV-positive and people who are unable to insist on condom use.

Truvada, a combination treatment of tenofovir and emtricitabine, was approved in the US in 2012 for people in these high risk groups. This treatment was previously tested in macaque monkeys and in BLT mice, where it showed strong protection against rectally-introduced SHIV and vaginally-introduced HIV respectivelyANCHOR,ANCHOR.

Results from a phase III large-scale clinical trial, iPrEx, published in 2010 demonstrated that Truvada provided an additional 44 per cent protection against contracting HIV among gay men. The level of protection was higher among those that reliably took the pills dailyANCHOR.

Preventing transmission
The HPTN 052 trial from the HIV Prevention Trials Network studied the use of antiretroviral drugs given to HIV positive patients as a way to prevent transmission to uninfected partners in heterosexual relationships. The results, revealed in 2011, showed a 96% reduction in transmission. This was far higher than expected and the trial was hailed as ‘Breakthrough of the Year’ by Science magazineANCHOR. Antiretroviral drugs are known to reduce the amount of virus present in patients’ bloodstreams and so it was expected that they would also reduce transmission. However, with no precise figures on this effect, public health officials could not advocate their use in this fashion with the risk of people reducing the use of condoms.

The search for a vaccine

The need for a vaccine to protect populations is clear, and difficulties in controlling the spread of HIV, particularly in sub-Saharan Africa, combined with the high cost of anti-retroviral drugs, have driven the need for an HIV vaccine.

Despite the optimism that a vaccine would be possible in the early days of HIV researchANCHOR, it was soon realised that developing a vaccine would pose more technical difficulties than anticipated. The problem is that the HIV virus is unlike any virus studied before, because its genetic material is encoded in RNA the virus is able to mutate rapidly. This characteristic helps it to evade the body's immune response, as antibodies are only able to recognise specific regions of the viral surface. As vaccines work by stimulating the production of antibodies, this is a significant problem. The viral envelope of HIV is also very flexible, and changes shape as it attaches to T-cells, making it difficult for antibodies to bind to the virus and stop the process. However, the past 25 years of research have given several leads as to ways to overcome these problems and produce an effective HIV vaccine. One such lead relies on the fact that there are regions of the virus which are very stable and do not tend to mutate.

Evidence that human antibodies can neutralise HIV in animal modelsANCHOR , the fact that some people have immune responses which are able to control the virus for years without developing AIDS, and the demonstration that some vaccines are effective against SIV in macaquesANCHOR indicate that developing an effective vaccine is possible.

Approaches to vaccine development

Live-attenuated virus
Many approaches have been investigated in the search for a successful HIV vaccine. One approach is to develop a Live-attenuated vaccine, which involve the use of forms of the live virus which have been altered, either genetically, by mutating specific points on the RNA, or by other means, rendering them unable to cause disease. This type of vaccine gives a closer simulation of natural HIV infection than inactivated viruses, and generates good immune responses. Attenuated SIV vaccines have had mixed success in protecting macaques against the disease in challenge studies, where they are exposed to SIV after inoculation. In some studies animals were successfully protectedANCHOR, but not in othersANCHOR. Unfortunately live-attenuated SIV vaccines themselves caused AIDS when given to infant macaques, and long-term follow up of adult macaques showed that here too the live vaccine sometimes eventually caused AIDSANCHOR, making this approach unsuitable for human trials. Disappointing as this was, it did at least provide further evidence that it was possible to stimulate an immune response that could prevent SIV/HIV infection.

X-ray crystallographic image showing the broadly neutralizing antibody b12 (green ribbon) in contact with a critical target (yellow) for vaccine developers on HIV-1 gp120 (red). © NIH

Viral envelope proteins
With live-attenuated vaccines appearing unpromising a variety of other vaccination techniques have been studiedANCHOR. The classical approach to vaccine development is to use an inactivated form of the virus or part of the virus, such as the viral envelope protein, to induce a humoral immune response, generating antibodies which will recognise the virus and prevent an infection from establishing itself in the body. The outer envelope protein of the virus, gp120, was an obvious target and a purified form was developed to be used as a vaccine. AIDSVAX, an early gp120 subunit vaccine, was able to block low-dose infection in chimpanzees by the atypical CXCR4-binding HIV strain HIV-1 IIIB, and was taken into human clinical trials. Unfortunately AIDSVAX failed to protect in the clinical trialsANCHOR, a failure that was predicted by its earlier failure to prevent infection of macaques by a pathogenic CCR5-binding SIV strain. Efforts to develop subunit-based vaccines have continued, but the results against CCR5-binding SIV strains have mostly been disappointing, with at best partial protection against homologous SIV strainsANCHOR.

DNA vaccines
Live recombinant, or DNA, vaccines have also been developed, in which another virus is used to transfer genes from HIV or SIV into cells. The infection in these cells can then be 'recognised' by the immune system, leading to an immune response. In contrast with the humoral response stimulated by subunit vaccines, live-recombinant vaccines stimulate cytotoxic T- cells, a type of lymphocyte which lacks the CD4 receptor HIV uses to enter the cell, and so cannot be infected by HIVANCHOR. The normal role of these cells in the body is to control a viral infection and kill virus-infected cells before they divide. There is good evidence that these cells control HIV during the first stages of infection, preventing the development of AIDS, often for many years. Animal studies in macaques have shown that the ability of vaccines to stimulate cytotoxic T-cells has an impact on the spread of the infection, reducing viral load. Cytotoxic T-cells only attack cells which contain the virus, so they do not prevent infection, but they do reduce the impact of the virus on the immune system, and a low viral load can prevent transmission, reducing the spread of disease.

The STEP and Phambili MRK-Ad5 vaccine trials

The MRK-Ad5 vaccine was viewed as a promising advance in vaccine development and its progress was watched closely. After going through the development process, using non-animal and animal-based tests, and early clinical trials it was withdrawn from phase IIb clinical trials in 2007ANCHOR.

The MRK-Ad5 vaccine consisted of 3 HIV genes, carried into the body using a common cold virus, adenovirus-5, as a vector. The key HIV genes carried by the virus were hoped to be sufficient to give immunity to HIV, allowing the body's T-cells to identify and kill cells containing the virus, without either the HIV genes or the adenovirus which carried them being able to cause disease.

Though it did not stimulate production of protective antibodies it had stimulated cytotoxic T-cells strongly in animal studies, and it was hoped that it would therefore reduce viral load in people who became infected with HIV, and perhaps even lower infection rates. The second set of phase II trials were designed to test how effective the vaccine would be. Two separate trials were run, one, known as STEP, took place in America and Australia, while a separate trial, 'Phambili', took place in South Africa.

Initial analysis of the STEP study showed that of 741 people who received a single dose of the vaccine 24 became infected with HIV. This was compared with 762 people who received the placebo, of whom 21 became infected with HIV. Although this result was not statistically significant, further analysis was carried out, and an increased likelihood of infection was found in relation to a particular group of male volunteers.

Male volunteers who already had strong immunity to adenovirus-5 prior to vaccination seemed more likely to become infected with HIV once they had received the vaccine (21 out of 392 men who had high levels of antibody to adenovirus, 9 out of 386 in the control group). Similar vaccines that use different adenoviruses are now in developmentANCHOR, so it is important to understand the issues behind the MRK-Ad5 vaccine.

Later analysis of the two trials suggested that the vaccine seemed to raise the risk of infection by 41%. However, some scientists have questioned the extent of the effect as it included HIV infections after the trial was unblinded. This raises the risk that those who discovered that they had received the vaccine would have been more likely to engage in risky sexual behaviourANCHOR.

The MRK-Ad5 vaccine was fully developed, and extensively studied in non-human primates before human trials began. Macaques were given a vaccine similar to MRK-Ad5, and were then infected with SHIV 89.6p, a hybrid SIV, genetically engineered to contain genes from HIV. While monkeys which received the vaccine were not protected against infection with SHIV they did have lower viral loads than those which did not receive the vaccine and did not develop AIDS.

The decision to proceed to clinical trials with MRK-Ad5 was criticized at the time by scientists who raised concerns about the reliability of SHIV 89.6p as a model of HIV infection, since the manner in which it infects cells of the immune system differs from that seen with HIV infectionANCHOR. Most importantly MRK-Ad5 failed to prevent infection or have an impact on disease progression in macaques exposed to SIVMAC239, a strain of SIV that uses CCR5 and whose course of infection closely matches that seen in the majority of HIV casesANCHOR,ANCHOR.

The way forward

There is now a broad recognition within the HIV vaccine research community that faced with understandable pressure to get candidate vaccines into clinical trials, and disappointing results from tests performed against stringent SIV strains, the bar for progression to human clinical trials was set too low. Among several recommendationsANCHOR,ANCHOR,ANCHOR there is general agreement that before proceeding to clinical trials a candidate vaccine should:

– Demonstrate efficacy against stringent challenge viruses such as SIVMAC239 and SIVMAC251
–Demonstrate efficiency in rhesus monkeys that lack MHC alleles associated with efficient virologic control (Mamu-A*01, Mamu-B*17, Mamu-B*08)
–Demonstrate efficacy against both homologous and non-homologous SIV challenge
–Target virus effectively during early infection of mucosal tissues
–Induce both an antibody mediated and T-cell mediated immune response

There is still an urgent need for new treatments to control HIV, and it is clear that more basic research needs to be done. One approach that has been studied extensively for the past decade is the prime-boost strategy, which involves immunization with a DNA vaccine followed a few months later by a boost immunization with a subunit based vaccine, with the objective of stimulating a stronger immune response that involves both the antibody and T-cell arms of the immune system.


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Last edited: 29 September 2014 11:54

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